Practical Tips and Suggestions:

While securities mediations deal with different facts and arguments, they nevertheless share many similarities. That, at least, has been my observation over the years as a mediator and practitioner. And while each mediation has its own course and pace, with no One True Path toward settlement, helpful information can be gleaned from their common characteristics. What follows are time-tested ways to improve your chance of reaching settlement in a securities arbitration mediation, based on those similarities.

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